SourcingSourcing

SOUTHERN CAPITAL ADVISORS, LLC

C30
CRD 292275·SEC 801-112593·JACKSON, TN
AUM
$636.9M
$500M-$1B
Est. Revenue
$6.4M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOUTHERN CAPITAL ADVISORS, LLC
CRD
292275
SEC file #
801-112593
EIN
823410289
DBA names
—

Economics

AUM
$636.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$175.3M → $636.9M▲ +263%
Client mix
Individuals Other653
Individuals High Net Worth159
Charitable Organizations2
Corporations2
Pension Profit Sharing Plans1

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
JACKSON TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
southernadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, CHARLES, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOHNSON, CHARLES, LEE
Lockridge, Jason, B
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOUTHERNADVISOR.COM
Rdap Domain Creation Date
2018-01-03T16:58:07Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
9
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001909249
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-04
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0002085853-26-000396

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
3801 NORTH HIGHLAND AVENUEJACKSON, TN 38305
Business
3801 NORTH HIGHLAND AVENUEJACKSON, TN 38305
Edgar EIN
823410289
Edgar Recent Filings
13F-HR2026-04-16 · 0002085853-26-000396
13F-HR2026-01-28 · 0002085853-26-000128
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-03T16:58:07Z
Rdap Domain Last Changed
2026-01-04T16:18:30Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4624837
Trust Company Affiliate
No

People (6)

6
JOHNSON, CHARLES, LEE
IAR · Direct Owner · 87.5%
4624837
Lockridge, Jason, B
IAR · Direct Owner · 17.5%
5094838
Jake Reed Martin
IAR
7831228
Bennie Mark Coffman
IAR
7428206
Ethan Darryl Mayberry
IAR
6671881
Alexia Desiree Hearn
IAR
8266626