SourcingSourcing

MALVERN CAPITAL MANAGEMENT, LLC

B65
CRD 292396·SEC 801-131034·MALVERN, PA
AUM
$258.1M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$774K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MALVERN CAPITAL MANAGEMENT, LLC
CRD
292396
SEC file #
801-131034
EIN
—
DBA names
Malvern Capital Management

Economics

AUM
$258.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$225.4M → $258.1M▲ +15%
Client mix
Individuals Other64
Individuals High Net Worth62
Pension Profit Sharing Plans3
Charitable Organizations3
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
MALVERN PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
malverncap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CZAJKA, MICHAEL, PAUL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CZAJKA, MICHAEL, PAUL
OLSEN, JAMES, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MALVERNCAP.COM
Rdap Domain Creation Date
2017-12-21T23:22:52Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
29,376
Form 5500 Compensation Trajectory 3y
202529,376
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
29,376
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-21T23:22:52Z
Rdap Domain Last Changed
2025-12-22T10:34:37Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1529137
Trust Company Affiliate
No

People (4)

4
CZAJKA, MICHAEL, PAUL
IAR · Direct Owner · 62.5%
1529137
OLSEN, JAMES, LAWRENCE
IAR · Direct Owner · 62.5%
1599511
LOUIS JOSEPH IOVANNONE
IAR
2974684
JOHN WILLIAM EISELE
IAR
76519