SourcingSourcing

CMC FINANCIAL GROUP, LLC

B60
CRD 292413·SEC 801-112662·ATLANTA, GA
AUM
$119.3M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$358K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CMC FINANCIAL GROUP, LLC
CRD
292413
SEC file #
801-112662
EIN
—
DBA names
—

Economics

AUM
$119.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$167.2M → $119.3M▼ -29%
Client mix
Individuals Other147
Other54
Individuals High Net Worth29

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
cmcfg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CATLEDGE, PHILIP, ORAIEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CATLEDGE, PHILIP, ORAIEN
MCCARTHY, MARK, BARRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CMCFG.COM
Rdap Domain Creation Date
2013-05-22T17:03:17Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-22T17:03:17Z
Rdap Domain Last Changed
2025-05-23T13:45:35Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1493580
Trust Company Affiliate
No

People (3)

3
CATLEDGE, PHILIP, ORAIEN
IAR · Direct Owner · 62.5%
1493580
MCCARTHY, MARK, BARRY
IAR · Direct Owner · 62.5%
1312430
Robert Turner Catledge
IAR
6877821