SourcingSourcing

NAPATREE CAPITAL LLC

C44
CRD 292776·SEC 801-120842·WESTERLY, RI
AUM
$260.0M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$780K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAPATREE CAPITAL LLC
CRD
292776
SEC file #
801-120842
EIN
824308500
DBA names
—

Economics

AUM
$260.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$105.1M → $260.0M▲ +147%
Client mix
Individuals High Net Worth114
Individuals Other67
Charitable Organizations5

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
4 advisors → 4 advisors▬ 0%
Primary office
WESTERLY RI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2025
ADV-W filed at
—
Website
linkedin.com/company/napatree-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LIGUORI, JEFFREY, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LIGUORI, JEFFREY, MICHAEL
LANDON, MATTHEW, RUSSELL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:napatree.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
26,388
Form 5500 Compensation Trajectory 3y
202526,388
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
26,388
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002015964
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2024-03-26
Edgar Last Filing Date
2025-05-02
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2025-05-02
Accession0001951757-25-000496

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2818
Soi Zip Pct 200k Plus
0.0806
Soi Zip Returns 200k Plus
970
Soi Zip Total AGI
1,298,581
Fdic Zip Total Deposits
37,474,191,000
Fdic Zip Branch Count
267
Fdic Zip Top Banks
The Washington Trust Company, of Westerly
The Washington Trust Company of Westerly

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
90 BEACH STREETWESTERLY, RI 02891
Business
90 BEACH STREETWESTERLY, RI 02891
Edgar EIN
824308500
Edgar Recent Filings
13F-HR2025-05-02 · 0001951757-25-000496
13F-HR2025-02-11 · 0001951757-25-000239
Fdic Zip Branches Raw
Citizens Savings BankWesterly, RI
Citizens Trust CompanyWesterly, RI
Fdic Zip HHI
3335.1
Fdic Zip Top Bank Share Pct
48.42
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,562
Returns3,080
Stub 2
AGI92,508
Returns2,480
Stub 3
AGI112,632
Returns1,830
Soi Zip Total Business Income
44,204
Soi Zip Total Cap Gains
165,593
Soi Zip Total Dividends
38,894
Soi Zip Total Returns
12,030
Top Owner CRD
2664381
Trust Company Affiliate
No

People (2)

2
LIGUORI, JEFFREY, MICHAEL
IAR · Direct Owner · 87.5%
2664381
LANDON, MATTHEW, RUSSELL
IAR · Direct Owner · 17.5%
2557496