SourcingSourcing

BURNE FINANCIAL CONCEPTS, LLC

B61
CRD 293013·SEC 801-132246·WATERTOWN, CT
AUM
$113.7M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$341K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BURNE FINANCIAL CONCEPTS, LLC
CRD
293013
SEC file #
801-132246
EIN
—
DBA names
—

Economics

AUM
$113.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$100.4M → $113.7M▲ +13%
Client mix
Individuals Other121
Individuals High Net Worth23

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
WATERTOWN CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BURNE, NATHANIEL, FIELDS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BURNE, NATHANIEL, FIELDS
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.355
Soi Zip Pct 200k Plus
0.105
Soi Zip Returns 200k Plus
760
Soi Zip Total AGI
730,791
Fdic Zip Total Deposits
18,612,228,000
Fdic Zip Branch Count
277
Fdic Zip Top Banks
Webster Bank, National Association
Thomaston Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationWatertown, CT
Bank of Boston ConnecticutWatertown, CT
Fdic Zip HHI
1186.29
Fdic Zip Top Bank Share Pct
21.67
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI17,871
Returns1,540
Stub 2
AGI45,407
Returns1,210
Stub 3
AGI66,500
Returns1,060
Soi Zip Total Business Income
28,626
Soi Zip Total Cap Gains
28,204
Soi Zip Total Dividends
11,789
Soi Zip Total Returns
7,240
Top Owner CRD
2400125
Trust Company Affiliate
No

People (1)

1
BURNE, NATHANIEL, FIELDS
IAR · Direct Owner · 87.5%
2400125