SourcingSourcing

ELM CAPITAL MANAGEMENT LLC

B53
CRD 294012·SEC 801-135670·PITTSBURGH, PA
AUM
$133.4M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$400K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ELM CAPITAL MANAGEMENT LLC
CRD
294012
SEC file #
801-135670
EIN
933166746
DBA names
—

Economics

AUM
$133.4M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other536
Individuals High Net Worth28

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
—
Primary office
PITTSBURGH PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
elderlawmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JONES, RONALD, SCOTT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
JONES, RONALD, SCOTT
JEON, SANGGI (DAVID)
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ELDERLAWMANAGEMENT.COM
Rdap Domain Creation Date
2007-01-03T21:37:15Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001995972
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2023-10-06
Edgar Last Filing Date
2025-05-20
Edgar Form D Count
3
Edgar Form D Offerings
2025-03-072025-03-07 · 0000925421-25-000002
2024-03-072024-03-07 · 0001995972-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
800 SOUTH STREETSUITE 230WALTHAM, MA 02453
Business
800 SOUTH STREETSUITE 230WALTHAM, MA 02453
Edgar EIN
933166746
Edgar Recent Filings
40-APP/A2025-05-20 · 0001193125-25-123164
40-APP2025-04-25 · 0001193125-25-095142
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-03T21:37:15Z
Rdap Domain Last Changed
2025-11-04T07:35:47Z
Rdap Nameservers
Ns45.worldnic.comNs46.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2080943
Trust Company Affiliate
No

People (6)

6
JONES, RONALD, SCOTT
IAR · Direct Owner · 87.5%
2080943
JEON, SANGGI (DAVID)
IAR · Executive Officer · 2.5%
7152284
STANEK, MARY, FRANCES
IAR · Executive Officer · 2.5%
6040076
JOSEPH MICHAEL BECK
IAR
4590867
KENNETH ELLS SUMMIT
IAR
6435238
GEORGE SCOTT SWEENEY
IAR
1071075