SourcingSourcing

RPA FINANCIAL, LLC

C41
CRD 294105·SEC 801-113540·SAN RAFAEL, CA
AUM
$10.88B
$1B+
Est. Revenue
$108.8M
@ 1% on AUM
Est. EBITDA
$32.6M
@ 30% margin
Est. Deal Value
$261.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RPA FINANCIAL, LLC
CRD
294105
SEC file #
801-113540
EIN
—
DBA names
—

Economics

AUM
$10.88B
AUM band
$1B+
AUM trajectory
'20'26
$12.60B → $10.88B▼ -14%
Client mix
Pension Profit Sharing Plans339

Operations

Employees (total)
12
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
2 advisors → 4 advisors▲ +100%
Primary office
SAN RAFAEL CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GLOBAL RETIREMENT PARTNERS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
GLOBAL RETIREMENT PARTNERS LLC
GOULD, COSMO, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
109
Form 5500 Total Compensation
2,681,162
Form 5500 Compensation Trajectory 3y
20252,535,193
2026145,969
Form 5500 Plan Count Trajectory 3y
2025101
20268
Schedule C Total Compensation
2,681,162
Schedule C Service Provider Rows
109

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
172011
Trust Company Affiliate
No

People (7)

7
GLOBAL RETIREMENT PARTNERS LLC
Direct Owner · 87.5%
172011
GOULD, COSMO, CHARLES
IAR · Executive Officer · 2.5%
5033874
HAUPTMANN, SCOTT, CHRISTOPHER
Executive Officer · 2.5%
4773447
RODRIGUEZ-KIRK, MELISSA
Executive Officer · 2.5%
7832730
CURTIS LEE KNORR
IAR
2308655
TODD EVERETT TIMMERMAN
IAR
1963879
DAVID JOHN WITZ
IAR
1112773