SourcingSourcing

CAPASSO PLANNING PARTNERS LLC

C41
CRD 294673·SEC 801-120995·CHARLESTON, SC
AUM
$274.2M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$823K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPASSO PLANNING PARTNERS LLC
CRD
294673
SEC file #
801-120995
EIN
824055015
DBA names
—

Economics

AUM
$274.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$150.3M → $274.2M▲ +82%
Client mix
Individuals Other280
Individuals High Net Worth60
Corporations17
Charitable Organizations1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
6 advisors → 4 advisors▼ -33%
Primary office
CHARLESTON SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/23/2026
ADV-W filed at
—
Website
linkedin.com/company/capassoplanningpartners/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPASSO, CHARLES, DUSTIN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CAPASSO, CHARLES, DUSTIN
O'CONNOR, MICHAEL, BRADY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
32,132
Form 5500 Compensation Trajectory 3y
202532,132
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
32,132
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001911938
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2022-02-17
Edgar Last Filing Date
2026-02-17
Edgar 13f Count
17
Edgar 13f Latest AUM Estimate
Filing Date2026-02-17
Accession0001911938-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
635 EAST BAY STREETSUITE CCHARLESTON, SC 29403
Business
635 EAST BAY STREETSUITE CCHARLESTON, SC 29403
Edgar EIN
824055015
Edgar Recent Filings
13F-HR2026-02-17 · 0001911938-26-000001
13F-HR2025-11-12 · 0001941040-25-000635
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5319437
Trust Company Affiliate
No

People (2)

2
CAPASSO, CHARLES, DUSTIN
IAR · Direct Owner · 62.5%
5319437
O'CONNOR, MICHAEL, BRADY
IAR · Executive Officer · 2.5%
5675878