SourcingSourcing

ZINNIA WEALTH ADVISORY, LLC

C46
CRD 295122·SEC 801-132847·OCALA, FL
AUM
$168.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$506K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZINNIA WEALTH ADVISORY, LLC
CRD
295122
SEC file #
801-132847
EIN
301056284
DBA names
—

Economics

AUM
$168.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$146.6M → $168.8M▲ +15%
Client mix
Individuals Other481
Individuals High Net Worth31

Operations

Employees (total)
11
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
OCALA FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
zinniawealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RIVERS, CHARISSE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RIVERS, CHARISSE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ZINNIAWEALTH.COM
Rdap Domain Creation Date
2016-09-12T14:20:43Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002073676
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-13
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0002073676-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1549
Soi Zip Pct 200k Plus
0.036
Soi Zip Returns 200k Plus
300
Soi Zip Total AGI
511,645
Fdic Zip Total Deposits
18,334,726,000
Fdic Zip Branch Count
266
Fdic Zip Top Banks
Compass Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
3220 SW 33RD ROADOCALA, FL 34474
Business
3220 SW 33RD ROADOCALA, FL 34474
Edgar EIN
301056284
Edgar Recent Filings
13F-HR2026-05-08 · 0002073676-26-000002
13F-HR2026-02-13 · 0002073676-26-000001
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Ocala, FL
SouthTrust Bank of Central FloridaOcala, FL
Fdic Zip HHI
1066.98
Fdic Zip Top Bank Share Pct
19.41
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-12T14:20:43Z
Rdap Domain Last Changed
2025-10-28T15:16:30Z
Rdap Nameservers
Ali.ns.cloudflare.comKarl.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,167
Returns2,690
Stub 2
AGI86,909
Returns2,370
Stub 3
AGI77,984
Returns1,280
Soi Zip Total Business Income
20,500
Soi Zip Total Cap Gains
12,206
Soi Zip Total Dividends
3,990
Soi Zip Total Returns
8,330
Top Owner CRD
6570638
Trust Company Affiliate
No

People (2)

2
RIVERS, CHARISSE
IAR · Direct Owner · 87.5%
6570638
PAUL WILLIAM AUTODORE
IAR
6394436