SourcingSourcing

THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC

B56
CRD 295193·SEC 801-113587
AUM
$191.5M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$574K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
CRD
295193
SEC file #
801-113587
EIN
—
DBA names
—

Economics

AUM
$191.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$96.7M → $191.5M▲ +98%
Client mix
Individuals Other232
Individuals High Net Worth51
Pension Profit Sharing Plans2

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
capitalgroupfa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RADOCCIA, ROBERT, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RADOCCIA, ROBERT, JOHN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALGROUPFA.COM
Rdap Domain Creation Date
2019-03-19T12:11:07Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Rdap Domain Expiration Date
2027-03-19T12:11:07Z
Rdap Domain Last Changed
2026-03-04T13:07:24Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
2591278
Trust Company Affiliate
No

People (1)

1
RADOCCIA, ROBERT, JOHN
IAR · Direct Owner · 87.5%
2591278