SourcingSourcing

BRICKELL KEY ASSET MANAGEMENT LLC

B63
CRD 295209·SEC 801-113040·CHARLESTON, SC
AUM
$119.9M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$360K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRICKELL KEY ASSET MANAGEMENT LLC
CRD
295209
SEC file #
801-113040
EIN
—
DBA names
—

Economics

AUM
$119.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$210.1M → $119.9M▼ -43%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
9 advisors → 4 advisors▼ -56%
Primary office
CHARLESTON SC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRICKELL INTELLECTUAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BRICKELL INTELLECTUAL
BROADWATER, MARK, HAMPTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
BROADWATER, MARK, HAMPTON
Executive Officer · 2.5%
6629572
YUEN, BILLY, HONG SHUN
Executive Officer · 2.5%
1719972