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SKY ALPHA ASSET ADVISORS LLC

B64
CRD 295839·SEC 801-113000·BOCA RATON, FL
AUM
$216.0M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$648K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SKY ALPHA ASSET ADVISORS LLC
CRD
295839
SEC file #
801-113000
EIN
—
DBA names
Sky Alpha Asset Advisors

Economics

AUM
$216.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$228.3M → $216.0M▼ -5%
Client mix
Individuals High Net Worth191
Individuals Other95
Corporations26
Charitable Organizations6

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
5 advisors → 2 advisors▼ -60%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
skyalphaadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SKY 2 LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SKY 2 LLC
RODRIGUEZ, ELVIS, AMABLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SKYALPHAADVISORS.COM
Rdap Domain Creation Date
2018-06-29T19:11:22Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-29T19:11:22Z
Rdap Domain Last Changed
2025-06-30T11:02:27Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (2)

2
RODRIGUEZ, ELVIS, AMABLE
IAR · Executive Officer · 2.5%
3129852
SHATSKY, MICHAEL, JAY
IAR · Executive Officer · 2.5%
2430683