SourcingSourcing

OPPVEST, LLC

C43
CRD 296317·SEC 801-113107·NEW YORK, NY
AUM
$217.8M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$653K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OPPVEST, LLC
CRD
296317
SEC file #
801-113107
EIN
133747447
DBA names
—

Economics

AUM
$217.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$154.2M → $217.8M▲ +41%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
oppvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OPPENHEIMER, CARL, KIRBY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
OPPENHEIMER, CARL, KIRBY
Oppenheimer, Kirsten, Beaven
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OPPVEST.COM
Rdap Domain Creation Date
1999-12-29T21:22:03Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000918273
Edgar Registered
Yes
Edgar Filing Count
25
Edgar First Filing Date
1996-03-07
Edgar Last Filing Date
2024-01-24
Edgar Form D Count
13
Edgar Form D Offerings
2021-03-022021-03-02 · 0000918273-21-000001
2020-03-052020-03-05 · 0000918273-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing20
E*trade4
Edgar Addresses
Mailing
119 W 57TH STNEW YORK, NY 10019
Business
119 W 57TH STNEW YORK, NY 10019
Edgar EIN
133747447
Edgar Recent Filings
SC 13G2024-01-24 · 0001062993-24-001213
D/A2021-03-02 · 0000918273-21-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-29T21:22:02Z
Rdap Domain Last Changed
2020-03-29T01:25:27Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3139451
Trust Company Affiliate
No

People (2)

2
OPPENHEIMER, CARL, KIRBY
Direct Owner · 87.5%
3139451
Oppenheimer, Kirsten, Beaven
Direct Owner · 17.5%
7527199