NEW WORLD ADVISORS LLC

C38
CRD 296798·SEC 801-113314·HINGHAM, MA
AUM
$884.9M
$500M-$1B
Est. Revenue
$8.8M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW WORLD ADVISORS LLC
CRD
296798
SEC file #
801-113314
EIN
824646243
DBA names

Economics

AUM
$884.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$224.4M → $884.9M▲ +294%
Client mix
Individuals High Net Worth105

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
HINGHAM MA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/09/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEW WORLD ADVISORS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
NEW WORLD ADVISORS
NEW WORLD FINANCIAL HOLDINGS,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:newworld.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001767724
Edgar Registered
Yes
Edgar Filing Count
35
Edgar First Filing Date
2019-02-15
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
33
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001951757-26-000739

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
350 LINCOLN STREETSUITE 1100HINGHAM, MA 02043
Business
350 LINCOLN STREETSUITE 1100HINGHAM, MA 02043
Edgar EIN
824646243
Edgar Recent Filings
13F-HR/A2026-04-27 · 0001951757-26-000739
13F-HR2026-04-27 · 0001951757-26-000737
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No