SourcingSourcing

WEALTH MANAGEMENT SOLUTIONS LLC

A69
CRD 296875·SEC 801-134229
AUM
$106.3M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$319K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH MANAGEMENT SOLUTIONS LLC
CRD
296875
SEC file #
801-134229
EIN
475166713
DBA names
Wealth Management Solutions

Economics

AUM
$106.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$116.2M → $106.3M▼ -8%
Client mix
Individuals Other128
Individuals High Net Worth40

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/13/2026
ADV-W filed at
—
Website
wealthmgtsolutions.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STIPE, STEPHEN, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
STIPE, STEPHEN, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WEALTHMGTSOLUTIONS.NET
Rdap Domain Creation Date
2015-01-01T20:40:15Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001905979
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2022-02-03
Edgar Last Filing Date
2023-10-25
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2023-10-25
Accession0001905979-23-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
300 NORTH POTTSTOWN PIKESUITE 240EXTON, PA 19341
Business
300 NORTH POTTSTOWN PIKESUITE 240EXTON, PA 19341
Edgar EIN
475166713
Edgar Recent Filings
13F-HR2023-10-25 · 0001905979-23-000005
13F-HR2023-08-03 · 0001905979-23-000004
Firm Has Custody
No
Rdap Domain Expiration Date
2027-01-01T20:40:15Z
Rdap Domain Last Changed
2026-03-11T17:10:25Z
Rdap Nameservers
Ns51.domaincontrol.comNs52.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2229770
Trust Company Affiliate
No

People (3)

3
STIPE, STEPHEN, ROBERT
IAR · Direct Owner · 87.5%
2229770
JOANNA S. MCCALL
IAR
3126628
DAVID EDWARD SHOESMITH
IAR
2653959