SourcingSourcing

CENTERPIECE WEALTH ADVISOR L.L.C.

C49
CRD 296956·SEC 801-129631·GREENWOOD VILLAGE, CO
AUM
$138.6M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$416K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CENTERPIECE WEALTH ADVISOR L.L.C.
CRD
296956
SEC file #
801-129631
EIN
—
DBA names
Centerpiece Wealth Advisor

Economics

AUM
$138.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$129.8M → $138.6M▲ +7%
Client mix
Individuals High Net Worth38
Individuals Other37

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAER, JASON, GLENN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAER, JASON, GLENN
LEATHERWOOD, AARON, FRANKLIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5392411
Trust Company Affiliate
No

People (2)

2
BAER, JASON, GLENN
IAR · Direct Owner · 62.5%
5392411
LEATHERWOOD, AARON, FRANKLIN
IAR · Direct Owner · 62.5%
6290648