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GUARDCAP ASSET MANAGEMENT LIMITED

C37
CRD 297056·SEC 801-113537
AUM
$5.93B
$1B+
Est. Revenue
$59.3M
@ 1% on AUM
Est. EBITDA
$17.8M
@ 30% margin
Est. Deal Value
$142.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GUARDCAP ASSET MANAGEMENT LIMITED
CRD
297056
SEC file #
801-113537
EIN
—
DBA names
—

Economics

AUM
$5.93B
AUM band
$1B+
AUM trajectory
'21'26
$5.23B → $5.93B▲ +13%
Client mix
Other Investment Advisers24
Pooled Investment Vehicles6

Operations

Employees (total)
24
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'21'26
11 advisors → 10 advisors▼ -9%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/guardcap-asset-management-limited(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUARDIAN CAPITAL LP
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
4
Control Persons
GUARDIAN CAPITAL LP
BATES, STEVEN, ANDREW RALPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
105078
Trust Company Affiliate
No

People (4)

4
GUARDIAN CAPITAL LP
Direct Owner · 87.5%
105078
BATES, STEVEN, ANDREW RALPH
Executive Officer · 2.5%
5775796
KOSHUTOVA, ARIETA, NMN
Executive Officer · 2.5%
6947177
MAVROUDIS, GEORGE
Executive Officer · 2.5%
4853652