SourcingSourcing

NORTH AMERICAN WEALTH ADVISORS INC.

B61
CRD 297057·SEC 801-113619·JORDAN, MN
AUM
$237.3M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$712K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTH AMERICAN WEALTH ADVISORS INC.
CRD
297057
SEC file #
801-113619
EIN
—
DBA names
—

Economics

AUM
$237.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$111.7M → $237.3M▲ +112%
Client mix
Individuals Other41
Individuals High Net Worth26

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
JORDAN MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
nawadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CASEY, JAMES, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CASEY, JAMES, RICHARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NAWADVISOR.COM
Rdap Domain Creation Date
2019-02-11T20:44:21Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3184
Soi Zip Pct 200k Plus
0.0781
Soi Zip Returns 200k Plus
400
Soi Zip Total AGI
489,876
Fdic Zip Total Deposits
3,734,413,000
Fdic Zip Branch Count
80
Fdic Zip Top Banks
Riverland Bank
Frandsen Bank & Trust

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
State Street2
Fdic Zip Branches Raw
Valley Bank MinnesotaJordan, MN
Valley Bank MinnesotaJordan, MN
Fdic Zip HHI
2510.06
Fdic Zip Top Bank Share Pct
39.57
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-11T20:44:21Z
Rdap Domain Last Changed
2025-02-12T12:34:24Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,251
Returns1,250
Stub 2
AGI36,070
Returns950
Stub 3
AGI45,681
Returns740
Soi Zip Total Business Income
13,870
Soi Zip Total Cap Gains
13,654
Soi Zip Total Dividends
4,739
Soi Zip Total Returns
5,120
Top Owner CRD
2183077
Trust Company Affiliate
No

People (1)

1
CASEY, JAMES, RICHARD
IAR · Direct Owner · 87.5%
2183077