SourcingSourcing

FAMILY DYNASTY ADVISORS LLC

B61
CRD 297082·SEC 801-127497·LUBBOCK, TX
AUM
$52.3M
$25M-$100M
Est. Revenue
$523K
@ 1% on AUM
Est. EBITDA
$157K
@ 30% margin
Est. Deal Value
$1.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FAMILY DYNASTY ADVISORS LLC
CRD
297082
SEC file #
801-127497
EIN
—
DBA names
—

Economics

AUM
$52.3M
AUM band
$25M-$100M
AUM trajectory
'25'26
$48.1M → $52.3M▲ +9%
Client mix
Individuals Other179
Individuals High Net Worth178
Pension Profit Sharing Plans10
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
LUBBOCK TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
02/17/2026
ADV-W filed at
—
Website
familydynastyadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAFFEY, MICHAEL, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
CAFFEY, MICHAEL, DAVID
CONDRA, MERINDA, KATHRYN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FAMILYDYNASTYADVISORS.COM
Rdap Domain Creation Date
2018-09-04T02:22:34Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3623
Soi Zip Pct 200k Plus
0.1214
Soi Zip Returns 200k Plus
3,070
Soi Zip Total AGI
3,034,705
Fdic Zip Total Deposits
41,443,025,000
Fdic Zip Branch Count
683
Fdic Zip Top Banks
Peoples Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First National Bank of West TexasLubbock, TX
American State BankLubbock, TX
Fdic Zip HHI
666.13
Fdic Zip Top Bank Share Pct
13.54
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-04T02:22:34Z
Rdap Domain Last Changed
2024-09-04T17:02:23Z
Rdap Nameservers
Ns1.dns-parking.comNs2.dns-parking.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI68,274
Returns5,460
Stub 2
AGI169,454
Returns4,580
Stub 3
AGI210,606
Returns3,400
Soi Zip Total Business Income
110,348
Soi Zip Total Cap Gains
245,274
Soi Zip Total Dividends
64,764
Soi Zip Total Returns
25,280
Top Owner CRD
2964656
Trust Company Affiliate
No

People (3)

3
CAFFEY, MICHAEL, DAVID
IAR · Direct Owner · 87.5%
2964656
CONDRA, MERINDA, KATHRYN
Direct Owner · 17.5%
3069532
Applegate, Mandi, Lynn
IAR · Executive Officer · 2.5%
6612292