SourcingSourcing

HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC

C41
CRD 297174·SEC 801-113387·CHARLOTTE, NC
AUM
$788.3M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
CRD
297174
SEC file #
801-113387
EIN
—
DBA names
—

Economics

AUM
$788.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$110.8M → $788.3M▲ +611%
Client mix
Pooled Investment Vehicles7
Insurance Companies2
Charitable Organizations1
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HALE, STEVEN, ALFRED
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HALE, STEVEN, ALFRED
Piscetelli, Jacqlyn, Diana
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:halepartnership.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers15
Equity Trust12
Goldman Sachs4
E*trade4
Bny Mellon2
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5105195
Trust Company Affiliate
No

People (2)

2
HALE, STEVEN, ALFRED
Direct Owner · 87.5%
5105195
Piscetelli, Jacqlyn, Diana
Executive Officer · 2.5%
8068111