SourcingSourcing

PPM LOAN MANAGEMENT COMPANY 2, LLC

C28
CRD 297186·SEC 801-113539·CHICAGO, IL
AUM
$2.72B
$1B+
Est. Revenue
$27.2M
@ 1% on AUM
Est. EBITDA
$8.2M
@ 30% margin
Est. Deal Value
$65.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PPM LOAN MANAGEMENT COMPANY 2, LLC
CRD
297186
SEC file #
801-113539
EIN
—
DBA names
—

Economics

AUM
$2.72B
AUM band
$1B+
AUM trajectory
'20'26
$745.6M → $2.72B▲ +265%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
12
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
x.com/ppmamerica

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JACKSON NATIONAL LIFE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
JACKSON NATIONAL LIFE
PPM AMERICA INC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank20
E*trade4
Jpmorgan3
Goldman Sachs2
Pershing1
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (7)

7
PPM AMERICA INC
Direct Owner · 87.5%
107269
BARRUS, THOMAS, RICHARD
Executive Officer · 2.5%
4190643
CAPASSO, MARY, T
Executive Officer · 2.5%
2382462
CUMMINGS, DON, WAYNE
Executive Officer · 2.5%
2525528
Jordan, Oliver
Executive Officer · 2.5%
7332228
NWACHUKWU, OGECHI, CHIKEZIE
Executive Officer · 2.5%
3082741
RAUB, CHRISTOPHER, ALLEN
Executive Officer · 2.5%
6516079