SourcingSourcing

PAUL R. RIED FINANCIAL GROUP, LLC

C43
CRD 297284·SEC 801-113796·BELLEVUE, WA
AUM
$1.27B
$1B+
Est. Revenue
$12.7M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PAUL R. RIED FINANCIAL GROUP, LLC
CRD
297284
SEC file #
801-113796
EIN
331062677
DBA names
—

Economics

AUM
$1.27B
AUM band
$1B+
AUM trajectory
'20'26
$609.7M → $1.27B▲ +108%
Client mix
Individuals Other658
Individuals High Net Worth401
Charitable Organizations1

Operations

Employees (total)
12
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
7 advisors → 8 advisors▲ +14%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
linkedin.com/company/paul-ried-financial-group-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RIED, PAUL, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RIED, PAUL, RICHARD
JORDAN, ADAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002033053
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2024-08-08
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002033053-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
10801 MAIN STREETSUITE 201BELLEVUE, WA 98004
Business
10801 MAIN STREETSUITE 201BELLEVUE, WA 98004
Edgar EIN
331062677
Edgar Recent Filings
13F-HR2026-05-07 · 0002033053-26-000005
SCHEDULE 13G/A2026-04-10 · 0002033053-26-000004
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1522408
Trust Company Affiliate
No

People (9)

9
RIED, PAUL, RICHARD
IAR · Direct Owner · 87.5%
1522408
JORDAN, ADAM
IAR · Executive Officer · 2.5%
4541062
Kenneth Wayne Powell
IAR
7823021
STANLEY THEODORE WOODROME
IAR
6562806
Daniel Yinfu Shen
IAR
8189689
JASON PAUL MILLER
IAR
4998437
TIMOTHY ROSS KIMMEL
IAR
2182004
KELLY ANDREW KOLSTAD
IAR
5887272
Georgia Ann Maloy
IAR
7236109