SourcingSourcing

MTM INVESTMENT MANAGEMENT, LLC

C19
CRD 297500·SEC 801-113650·SPARTANBURG, SC
AUM
$678.1M
$500M-$1B
Est. Revenue
$6.8M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MTM INVESTMENT MANAGEMENT, LLC
CRD
297500
SEC file #
801-113650
EIN
830588975
DBA names
—

Economics

AUM
$678.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$161.6M → $678.1M▲ +320%
Client mix
Individuals High Net Worth238
Individuals Other176
Pension Profit Sharing Plans10

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
2 advisors → 5 advisors▲ +150%
Primary office
SPARTANBURG SC
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/mtm-investment-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
D.C. TAYLOR & CO., LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
D.C. TAYLOR & CO., LLC
MOORE CAPITAL, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mtm.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001831416
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-01-27
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001398344-26-008606

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2494
Soi Zip Pct 200k Plus
0.1041
Soi Zip Returns 200k Plus
860
Soi Zip Total AGI
910,089
Fdic Zip Total Deposits
40,209,722,000
Fdic Zip Branch Count
442
Fdic Zip Top Banks
Bank of America, National Association
Truist Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
812 EAST MAIN STREETSPARTANBURG, SC 29302
Business
812 EAST MAIN STREETSPARTANBURG, SC 29302
Edgar EIN
830588975
Edgar Recent Filings
13F-HR2026-05-06 · 0001398344-26-008606
13F-HR2026-02-09 · 0001398344-26-002527
Fdic Zip Branches Raw
NationsBank of South Carolina, National AssociationSpartanburg, SC
NationsBank of South Carolina, National AssociationSpartanburg, SC
Fdic Zip HHI
658.02
Fdic Zip Top Bank Share Pct
15.32
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI27,244
Returns2,240
Stub 2
AGI74,494
Returns2,020
Stub 3
AGI71,990
Returns1,180
Soi Zip Total Business Income
30,526
Soi Zip Total Cap Gains
90,756
Soi Zip Total Dividends
44,471
Soi Zip Total Returns
8,260
Trust Company Affiliate
No

People (5)

5
MOORE, JOHN, PENDLETON
IAR · Executive Officer · 2.5%
6745393
TAYLOR, DAVID, CORDELL
IAR · Executive Officer · 2.5%
3238186
CHRISTOPHER QUINN SANTORO
IAR
7497310
JOSEPH HOLMES TOWSON
IAR
845932
JAMES VAN BURCHFIELD
IAR
1227670