SourcingSourcing

CANTON HATHAWAY LLC

C40
CRD 297527·SEC 801-113544·PROVIDENCE, RI
AUM
$866.1M
$500M-$1B
Est. Revenue
$8.7M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CANTON HATHAWAY LLC
CRD
297527
SEC file #
801-113544
EIN
825109964
DBA names
—

Economics

AUM
$866.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$325.9M → $866.1M▲ +166%
Client mix
Individuals High Net Worth67
Individuals Other17
Corporations5
Pooled Investment Vehicles4
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
PROVIDENCE RI
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
cantonhathaway.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHACE, MALCOLM, GREENE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CHACE, MALCOLM, GREENE
GOODREAU, KENNETH, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CANTONHATHAWAY.COM
Rdap Domain Creation Date
2018-03-24T14:48:31Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001755785
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2018-10-12
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001755785-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
ONE WEST EXCHANGE STREET, SUITE 3202PROVIDENCE, RI 02903
Business
ONE WEST EXCHANGE STREET, SUITE 3202PROVIDENCE, RI 02903
Edgar EIN
825109964
Edgar Recent Filings
13F-HR2026-04-24 · 0001755785-26-000004
13F-HR2026-01-21 · 0001755785-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-24T14:48:31Z
Rdap Domain Last Changed
2026-03-25T14:03:30Z
Rdap Nameservers
Blakely.ns.cloudflare.comRodney.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2117049
Trust Company Affiliate
No

People (7)

7
MARCELLO, ANTHONY, CLAUDE
IAR · Direct Owner · 17.5%
2844880
TROTMAN, NICHOLAS, GRAVE
IAR · Direct Owner · 17.5%
4283142
GOODREAU, KENNETH, EDWARD
IAR · Direct Owner · 17.5%
2598273
CHACE, MALCOLM, GREENE
IAR · Direct Owner · 17.5%
2117049
Procaccianti, James
Direct Owner · 17.5%
7245877
CANDICE AMANDA LIGHTFOOT
Executive Officer · 2.5%
4885526
ROBERT EMMET CUSACK
IAR
716107