SourcingSourcing

SYSTEMATIC ALPHA INVESTMENTS, LLC

C37
CRD 297693·SEC 801-113746·PRINCETON, NJ
AUM
$3.49B
$1B+
Est. Revenue
$34.9M
@ 1% on AUM
Est. EBITDA
$10.5M
@ 30% margin
Est. Deal Value
$83.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SYSTEMATIC ALPHA INVESTMENTS, LLC
CRD
297693
SEC file #
801-113746
EIN
830738564
DBA names
—

Economics

AUM
$3.49B
AUM band
$1B+
AUM trajectory
'20'26
$286.3M → $3.49B▲ +1118%
Client mix
Individuals High Net Worth2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
PRINCETON NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EVANS, STEPHEN, EDWIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
EVANS, STEPHEN, EDWIN
AINSWORTH, CHRISTOPHER, LEE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001806755
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2021-04-16
Edgar Last Filing Date
2026-05-18
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-18
Accession0001806755-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Northern Trust2
Edgar Addresses
Mailing
36 MERCER STREETPRINCETON, NJ 08540
Business
36 MERCER STREETPRINCETON, NJ 08540
Edgar EIN
830738564
Edgar Recent Filings
13F-HR2026-05-18 · 0001806755-26-000005
13F-HR2026-02-12 · 0001806755-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2096178
Trust Company Affiliate
No

People (2)

2
EVANS, STEPHEN, EDWIN
IAR · Direct Owner · 87.5%
2096178
AINSWORTH, CHRISTOPHER, LEE
Executive Officer · 2.5%
2726985