SourcingSourcing

TROWBRIDGE CAPITAL PARTNERS LLC.

B59
CRD 297764·SEC 801-113661
AUM
$25.8M
$25M-$100M
Est. Revenue
$258K
@ 1% on AUM
Est. EBITDA
$77K
@ 30% margin
Est. Deal Value
$620K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TROWBRIDGE CAPITAL PARTNERS LLC.
CRD
297764
SEC file #
801-113661
EIN
—
DBA names
—

Economics

AUM
$25.8M
AUM band
$25M-$100M
AUM trajectory
'20'26
$35.6M → $25.8M▼ -28%
Client mix
Individuals High Net Worth2
Other Investment Advisers2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
trowbridgellc.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DICKSON, STANLEY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DICKSON, STANLEY
GOLDEN, BRETT, DAVID
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TROWBRIDGELLC.COM
Rdap Domain Creation Date
2018-05-22T17:28:50Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Firm Has Custody
No
Rdap Domain Expiration Date
2027-05-22T17:28:50Z
Rdap Domain Last Changed
2026-04-28T18:48:52Z
Rdap Nameservers
Ns6.wixdns.netNs7.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1716109
Trust Company Affiliate
Yes

People (4)

4
LUKAC, LOUIS, PAUL
IAR · Direct Owner · 37.5%
1898653
GOLDEN, BRETT, DAVID
IAR · Direct Owner · 37.5%
3073338
DICKSON, STANLEY
Direct Owner · 37.5%
1716109
MITCHELL, SUSAN, ELAINE
Executive Officer · 2.5%
1453956