SourcingSourcing

PROACTIVE CAPITAL MANAGEMENT, INC.

B55
CRD 297791·SEC 801-128137·TOPEKA, KS
AUM
$170.7M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$512K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROACTIVE CAPITAL MANAGEMENT, INC.
CRD
297791
SEC file #
801-128137
EIN
—
DBA names
—

Economics

AUM
$170.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$151.5M → $170.7M▲ +13%
Client mix
Individuals Other220
Individuals High Net Worth41
Pension Profit Sharing Plans5
Charitable Organizations5
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
TOPEKA KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/22/2026
ADV-W filed at
—
Website
pcmks.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
McPherson, Cory, Mason
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
McPherson, Cory, Mason
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PCMKS.COM
Rdap Domain Creation Date
2018-06-07T19:14:23Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1271
Soi Zip Pct 200k Plus
0.0238
Soi Zip Returns 200k Plus
260
Soi Zip Total AGI
623,359
Fdic Zip Total Deposits
10,916,467,000
Fdic Zip Branch Count
485
Fdic Zip Top Banks
Bank of America, National Association
Commerce Bank and Trust

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Peoples State BankTopeka, KS
Peoples State BankTopeka, KS
Fdic Zip HHI
1002.83
Fdic Zip Top Bank Share Pct
18.94
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-07T19:14:23Z
Rdap Domain Last Changed
2024-06-08T12:16:55Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI41,632
Returns3,340
Stub 2
AGI122,982
Returns3,310
Stub 3
AGI118,158
Returns1,930
Soi Zip Total Business Income
14,664
Soi Zip Total Cap Gains
14,138
Soi Zip Total Dividends
13,910
Soi Zip Total Returns
10,940
Top Owner CRD
6632861
Trust Company Affiliate
No

People (2)

2
McPherson, Cory, Mason
IAR · Direct Owner · 87.5%
6632861
KEVIN NELSON TUCKER
IAR
871723