SourcingSourcing

SPX CAPITAL MANAGEMENT LLC

C43
CRD 297944·SEC 801-122412·NEW YORK, NY
AUM
$350.0M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPX CAPITAL MANAGEMENT LLC
CRD
297944
SEC file #
801-122412
EIN
000000000
DBA names
—

Economics

AUM
$350.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$3.77B → $350.0M▼ -91%
Client mix
Pooled Investment Vehicles10
Other2

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
6 advisors → 6 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
spxcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPX CAPITAL HOLDING LTDA
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
5
Control Persons
SPX CAPITAL HOLDING LTDA
Cabral, Leonardo, Bourbon
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPXCAPITAL.COM
Rdap Domain Creation Date
2009-07-25T11:30:40Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001926222
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2022-06-10
Edgar Last Filing Date
2025-05-22
Edgar Form D Count
5
Edgar Form D Offerings
2025-05-222025-05-22 · 0001926222-25-000002
2024-05-242024-05-24 · 0001926222-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs54
Morgan Stanley32
Jpmorgan18
Bny Mellon14
E*trade4
Edgar Addresses
Mailing
RUA HUMAITA, 2755 ANDARRIO DE JANEIRO, D5 22261-005
Business
89 NEXUS WAYCAMANA BAYGRAND CAYMAN, E9, KY1-9009
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-05-22 · 0001926222-25-000002
D/A2024-05-24 · 0001926222-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-07-25T11:30:40Z
Rdap Domain Last Changed
2026-01-26T21:24:41Z
Rdap Nameservers
Ns1-02.azure-dns.comNs2-02.azure-dns.netNs3-02.azure-dns.orgNs4-02.azure-dns.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (4)

4
Cabral, Leonardo, Bourbon
Executive Officer · 2.5%
8054426
OTTEN, RUSSELL, TRAVIS
Executive Officer · 2.5%
6471235
PRADO PIRES ALBUQUERQUE,
Executive Officer · 2.5%
7240776
SOUZA DE QUEIROZ, BERNARDO, NMN
Executive Officer · 2.5%
7243424