SourcingSourcing

DAKOTA WEALTH, LLC

C24
CRD 297987·SEC 801-114097·PALM BEACH GARDENS, FL
AUM
$6.94B
$1B+
Est. Revenue
$69.4M
@ 1% on AUM
Est. EBITDA
$20.8M
@ 30% margin
Est. Deal Value
$166.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DAKOTA WEALTH, LLC
CRD
297987
SEC file #
801-114097
EIN
—
DBA names
—

Economics

AUM
$6.94B
AUM band
$1B+
AUM trajectory
'20'26
$1.00B → $6.94B▲ +593%
Client mix
Individuals Other2,441
Individuals High Net Worth1,287
Pension Profit Sharing Plans14
Charitable Organizations12
Corporations9

Operations

Employees (total)
91
Advisory staff (per ADV)
61
Advisory staff (5-yr trend)
'20'26
16 advisors → 61 advisors▲ +281%
Primary office
PALM BEACH GARDENS FL
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
dakotawm.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAKOTA WEALTH MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
DAKOTA WEALTH MANAGEMENT, LLC
Arsenault Metz, Leslie
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DAKOTAWM.COM
Rdap Domain Creation Date
2017-08-30T18:08:56Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
41,105
Form 5500 Compensation Trajectory 3y
202541,105
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
41,105
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Window
Lpl Financial2
Full
Charles Schwab6
Fidelity4
Pershing4
E*trade4
Lpl Financial2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-08-30T18:08:56Z
Rdap Domain Last Changed
2023-09-05T14:44:53Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (53)

53
KELLER, BRYAN, PAUL
IAR · Executive Officer · 2.5%
5733084
RAIMONDI, PETER, JOHN
IAR · Executive Officer · 2.5%
1264256
BAXTER, LUKE, S
IAR · Executive Officer · 2.5%
5569377
Arsenault Metz, Leslie
Executive Officer · 2.5%
7631002
Berg, Kayla, Marie
Executive Officer · 2.5%
7191281
MELLY, TIMOTHY, MICHAEL
Executive Officer · 2.5%
4976825
Autumn Marie Azar
IAR
7882960
FRANCIS ANTHONY PINENO
IAR
363755
Madison Michelle Strahan
IAR
6771505
WILLIAM JOSEPH KAMERY
IAR
5508517
JAY COLIN MIDDLETON
IAR
729104
NICOLE' CHARLES MEREDITH KEANE
IAR
4607011
Jessica Renee Bimonte
IAR
7198026
RHYS WILLIAMS
IAR
7167097
MYRANDA JANE OBARA
IAR
1734128
Jessie Hughes
IAR
7450169
JEFFREY DAVID LEVIN
IAR
1242982
MARY ELIZABETH COSENTINO
IAR
4696049
ROSS Patrick MCWILLIAMS
IAR
5890506
Reiner Lawson Westby
IAR
8212871
Matthew Joseph Haddad
IAR
6904175
David Gorham Strachan
IAR
7509988
BRIAN SUSKEVICH
IAR
6087473
Stephanie A Dunbar
IAR
7497525
JOHN Harmon KING
IAR
4679083
ROBERT GLENN PAVLIK
IAR
1731492
AMY LYN ENDERLEIN
IAR
4825363
DONALD STEVEN LOVELESS
IAR
1155886
CARRIE MAE RUARK
IAR
4789329
BRIDGET ANN CUNNINGHAM
IAR
4335451
MARILYN ASHLEY RIOS
IAR
4414881
Madelyn Fahnestock
IAR
8230943
BRETT WILLIAM ORVIETO
IAR
5023123
PATRICK GAVIN HAHN
IAR
5987795
Maribeth A. Rector
IAR
6602026
PETER NICKEL AUGUSTIN
IAR
6180894
WILLIAM JOHN MIKUS
IAR
4515022
JAMES KEHOE TONREY
IAR
1023061
SAMUEL JOHN RONLUND
IAR
2727091
KURT Stephen DURRWACHTER
IAR
4207020
ROBIN ANN SCHAA
IAR
6211047
ERIC ANDREW BRATVOLD
IAR
2989333
THOMAS BRODERICK MULLINS
IAR
4526562
Matthew Steiger
IAR
5679483
DAVID L VLADIMIROU
IAR
2494238
Marshall John Grams
IAR
6973817
JEFFREY MICHAEL GOYETTE
IAR
2500780
Eli Caekaert
IAR
7881374
JEANNA LOYDELL MONTES
IAR
4583215
JESSICA LORRAINE ELSCHEID
IAR
5562122
JEFFREY MICHAEL GOYETTE
IAR
5818674
LOUIS ANTHONY DELLA VALLE
IAR
2782757
JONATHAN DAVIDSON POND
IAR
4825202