SourcingSourcing

TACTICAL FUND ADVISORS, LLC

C50
CRD 298049·SEC 801-114248·CINCINNATI, OH
AUM
$169.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$509K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TACTICAL FUND ADVISORS, LLC
CRD
298049
SEC file #
801-114248
EIN
—
DBA names
—

Economics

AUM
$169.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$188.7M → $169.8M▼ -10%
Client mix
Investment Companies4

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
tfafunds.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HORTER, DREW, KENT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HORTER, DREW, KENT
HORTER INVESTMENT MANAGEMENT,
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TFAFUNDS.COM
Rdap Domain Creation Date
2018-11-08T13:49:49Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4118
Soi Zip Pct 200k Plus
0.2081
Soi Zip Returns 200k Plus
1,380
Soi Zip Total AGI
1,108,789
Fdic Zip Total Deposits
17,298,524,000
Fdic Zip Branch Count
227
Fdic Zip Top Banks
Union Savings Bank
PNC Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
GE Capital Consumer Card CompanyCincinnati, OH
Union Savings BankCincinnati, OH
Fdic Zip HHI
2972.85
Fdic Zip Top Bank Share Pct
46.97
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-08T13:49:49Z
Rdap Domain Last Changed
2023-11-09T16:28:15Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,103
Returns1,410
Stub 2
AGI39,540
Returns1,060
Stub 3
AGI51,026
Returns830
Soi Zip Total Business Income
44,133
Soi Zip Total Cap Gains
66,330
Soi Zip Total Dividends
52,736
Soi Zip Total Returns
6,630
Top Owner CRD
1049771
Trust Company Affiliate
No

People (4)

4
HORTER, DREW, KENT
IAR · Direct Owner · 87.5%
1049771
HORTER INVESTMENT MANAGEMENT,
Direct Owner · 17.5%
119880
Hetzer, Kevin, Craig
Executive Officer · 2.5%
7202254
ROBERT LEE HOPKINS
Executive Officer · 2.5%
5573237