AVAII WEALTH MANAGEMENT, LLC

CRD

298165

SEC file #

801-113937

EIN

831393538

DBA names

—

Economics

AUM

$602.8M

AUM band

$500M-$1B

AUM trajectory

'20 · $114.8M

'21 · $173.0M

'22 · $226.2M

'23 · $315.2M

'25 · $442.6M

'26 · $602.8M

'20'26

$114.8M → $602.8M▲ +425%

sec adv history

Client mix

Individuals Other	802
Individuals High Net Worth	184
Pension Profit Sharing Plans	9

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 5 advisors

'21 · 4 advisors

'22 · 4 advisors

'23 · 7 advisors

'25 · 9 advisors

'26 · 10 advisors

'20'26

5 advisors → 10 advisors▲ +100%

sec adv history

Primary office

APPLETON WI

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/09/2026

linkedin.com/company/avaii-wealth-management(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

DOULE, CHRISTIAN, JAMES

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

DOULE, CHRISTIAN, JAMES

TRUETTNER, MARK, DAVID

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:avaii.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

25,068

Form 5500 Compensation Trajectory 3y

2025

25,068

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

25,068

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001904431

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2022-02-14

Edgar Last Filing Date

2026-04-21

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-21

Accession0001951757-26-000654

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3663

Soi Zip Pct 200k Plus

0.1337

Soi Zip Returns 200k Plus

1,730

Soi Zip Total AGI

1,694,777

Fdic Zip Total Deposits

7,240,228,000

Fdic Zip Branch Count

131

Fdic Zip Top Banks

Associated Bank, National Association

Bank One, Wisconsin

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

2101 N CASALOMA DRAPPLETON, WI 54913

Business

2101 N CASALOMA DRAPPLETON, WI 54913

Edgar EIN

831393538

Edgar Recent Filings

13F-HR2026-04-21 · 0001951757-26-000654

13F-HR2026-01-13 · 0001951757-26-000068

Fdic Zip Branches Raw

Bank One, Appleton, National AssociationAppleton, WI

M&I Bank Fox ValleyGrand Chute Township, WI

Fdic Zip HHI

843.39

Fdic Zip Top Bank Share Pct

14.07

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	30,422
Returns	2,630

Stub 2

AGI	91,655
Returns	2,410

Stub 3

AGI	116,920
Returns	1,890

Soi Zip Total Business Income

49,878

Soi Zip Total Cap Gains

138,924

Soi Zip Total Dividends

42,142

Soi Zip Total Returns

12,940

Top Owner CRD

5469878

Trust Company Affiliate