SourcingSourcing

GLOBAL BETA ADVISORS LLC

C40
CRD 298176·SEC 801-113933·WEST CHESTER, PA
AUM
$28.8M
$25M-$100M
Est. Revenue
$288K
@ 1% on AUM
Est. EBITDA
$86K
@ 30% margin
Est. Deal Value
$691K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GLOBAL BETA ADVISORS LLC
CRD
298176
SEC file #
801-113933
EIN
811515466
DBA names
Global Beta Advisors

Economics

AUM
$28.8M
AUM band
$25M-$100M
AUM trajectory
'20'26
$20.95B → $28.8M▼ -100%
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
WEST CHESTER PA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Other Advisory Services
Fee basis
Fixed feesPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOWRY, VINCENT, THOMAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LOWRY, VINCENT, THOMAS
Lowry, Justin, Vincent
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:globalbeta.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001766789
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2019-02-13
Edgar Last Filing Date
2021-11-10
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2021-11-10
Accession0001567619-21-019656

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
2001 MARKET STREETSUITE 2630PHILADELPHIA, PA 19103
Business
2001 MARKET STREETSUITE 2630PHILADELPHIA, PA 19103
Edgar EIN
811515466
Edgar Recent Filings
13F-HR2021-11-10 · 0001567619-21-019656
13F-HR2021-07-21 · 0001567619-21-013744
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1257527
Trust Company Affiliate
No

People (2)

2
LOWRY, VINCENT, THOMAS
Direct Owner · 62.5%
1257527
Lowry, Justin, Vincent
IAR · Direct Owner · 37.5%
6593126