SourcingSourcing

ARBOUR LANE CAPITAL MANAGEMENT LP

C15
CRD 298198·SEC 801-113962·STAMFORD, CT
AUM
$7.30B
$1B+
Est. Revenue
$73.0M
@ 1% on AUM
Est. EBITDA
$21.9M
@ 30% margin
Est. Deal Value
$175.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARBOUR LANE CAPITAL MANAGEMENT LP
CRD
298198
SEC file #
801-113962
EIN
000000000
DBA names
—

Economics

AUM
$7.30B
AUM band
$1B+
AUM trajectory
'20'26
$1.13B → $7.30B▲ +544%
Client mix
Pooled Investment Vehicles14
Other1

Operations

Employees (total)
30
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
10 advisors → 17 advisors▲ +70%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
arbourlanecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRANZ, ROBERT, JOSEPH
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
FRANZ, ROBERT, JOSEPH
GALANTER, DAN, LORIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARBOURLANECAPITAL.COM
Rdap Domain Creation Date
2012-07-23T18:59:39Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
1,296,678
Form 5500 Compensation Trajectory 3y
20251,296,678
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
1,296,678
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001739753
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2018-05-21
Edgar Last Filing Date
2020-04-10
Edgar Form D Count
2
Edgar Form D Offerings
2020-04-102020-04-10 · 0001012975-20-000378
2018-05-212018-05-21 · 0001012975-18-000449

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street30
Jpmorgan13
E*trade4
Edgar Addresses
Mailing
C/O ARBOUR LANE CAPITAL MANAGEMENT LLC777 3RD AVENUE, 14TH FLOORNEW YORK, NY 10017
Business
C/O ARBOUR LANE CAPITAL MANAGEMENT LLC777 3RD AVENUE, 14TH FLOORNEW YORK, NY 10017
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-04-10 · 0001012975-20-000378
D2018-05-21 · 0001012975-18-000449
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-23T18:59:39Z
Rdap Domain Last Changed
2022-09-22T00:35:09Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2965870
Trust Company Affiliate
No

People (5)

5
ROBERT JOSEPH FRANZ
Direct Owner · 37.5%
2965870
GALANTER, DAN, LORIN
Direct Owner · 17.5%
2790589
KENNETH DOUGLAS HOFFMAN
Direct Owner · 17.5%
3132897
KODES, MARISA, CHERNOFF
Executive Officer · 2.5%
7244525
PEREGOLISE, MATTHEW, HAYES
Executive Officer · 2.5%
7896154