SourcingSourcing

FOOTHILLS ADVISORS, LLC

B50
CRD 298408·SEC 801-129654·CAVE CREEK, AZ
AUM
$128.5M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$386K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOOTHILLS ADVISORS, LLC
CRD
298408
SEC file #
801-129654
EIN
—
DBA names
—

Economics

AUM
$128.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$104.2M → $128.5M▲ +23%
Client mix
Individuals Other134
Individuals High Net Worth48
Corporations3
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
CAVE CREEK AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
02/16/2026
ADV-W filed at
—
Website
foothillsadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JONES, JEFFREY, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
JONES, JEFFREY, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FOOTHILLSADVISORS.COM
Rdap Domain Creation Date
2018-07-14T01:07:50Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4791
Soi Zip Pct 200k Plus
0.2286
Soi Zip Returns 200k Plus
3,440
Soi Zip Total AGI
2,421,297
Fdic Zip Total Deposits
8,984,409,000
Fdic Zip Branch Count
190
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationCarefree, AZ
First Interstate Bank of Arizona, National AssociationCarefree, AZ
Fdic Zip HHI
1383.81
Fdic Zip Top Bank Share Pct
25.2
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-14T01:07:50Z
Rdap Domain Last Changed
2024-07-03T20:58:58Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,078
Returns2,990
Stub 2
AGI73,544
Returns2,000
Stub 3
AGI97,117
Returns1,570
Soi Zip Total Business Income
77,171
Soi Zip Total Cap Gains
241,419
Soi Zip Total Dividends
57,969
Soi Zip Total Returns
15,050
Top Owner CRD
5542768
Trust Company Affiliate
No

People (3)

3
JONES, JEFFREY, MICHAEL
IAR · Direct Owner · 87.5%
5542768
TIMOTHY ANDREW MAIEFSKI
IAR
2708450
AARON Michael COATES
IAR
7017086