SourcingSourcing

DANIEL KRUG & ASSOCIATES, INC.

C46
CRD 298532·SEC 801-130573·CLARKSTON, MI
AUM
$145.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$435K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DANIEL KRUG & ASSOCIATES, INC.
CRD
298532
SEC file #
801-130573
EIN
—
DBA names
Daniel Krug & Associates

Economics

AUM
$145.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$130.9M → $145.1M▲ +11%
Client mix
Individuals Other137
Individuals High Net Worth55

Operations

Employees (total)
7
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CLARKSTON MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
youtube.com/channel/uckcyc-ihrkvsbuqfbodp13q

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KRUG, DANIEL, MARTIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KRUG, DANIEL, MARTIN
ISTVAN, ROCKY, HAROLD JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:danielkrug.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4382
Soi Zip Pct 200k Plus
0.1949
Soi Zip Returns 200k Plus
2,460
Soi Zip Total AGI
1,761,834
Fdic Zip Total Deposits
2,910,923,000
Fdic Zip Branch Count
72
Fdic Zip Top Banks
Bank of America, National Association
The Huntington National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Standard Federal Bank National AssociationClarkston, MI
Guaranty BankClarkston, MI
Fdic Zip HHI
3536.53
Fdic Zip Top Bank Share Pct
54.35
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI31,373
Returns3,000
Stub 2
AGI66,995
Returns1,820
Stub 3
AGI78,440
Returns1,260
Soi Zip Total Business Income
59,679
Soi Zip Total Cap Gains
105,723
Soi Zip Total Dividends
34,985
Soi Zip Total Returns
12,620
Top Owner CRD
5482435
Trust Company Affiliate
No

People (2)

2
KRUG, DANIEL, MARTIN
IAR · Direct Owner · 87.5%
5482435
ISTVAN, ROCKY, HAROLD JOHN
IAR · Executive Officer · 2.5%
5479035