SourcingSourcing

SAGE MOUNTAIN ADVISORS, LLC

C15
CRD 298593·SEC 801-114002·ATLANTA, GA
AUM
$4.29B
$1B+
Est. Revenue
$42.9M
@ 1% on AUM
Est. EBITDA
$12.9M
@ 30% margin
Est. Deal Value
$102.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAGE MOUNTAIN ADVISORS, LLC
CRD
298593
SEC file #
801-114002
EIN
832064784
DBA names
—

Economics

AUM
$4.29B
AUM band
$1B+
AUM trajectory
'20'26
$355.3M → $4.29B▲ +1107%
Client mix
Individuals High Net Worth161
Individuals Other25
Charitable Organizations4
Pooled Investment Vehicles3

Operations

Employees (total)
31
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
3 advisors → 20 advisors▲ +567%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
linkedin.com/company/sage-mountain-advisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAKE CHUTES, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
LAKE CHUTES, LLC
SERENITY WEALTH HOLDINGS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:sagemountain.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001832274
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2021-01-21
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001398344-26-008901

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
21
Bc Firm IAR Count
21
Custodian Candidates
Full
Fidelity9
Charles Schwab4
E*trade4
Edgar Addresses
Mailing
945 E PACES FERRY ROAD NESUITE 2660ATLANTA, GA 30326
Business
945 E PACES FERRY ROAD NESUITE 2660ATLANTA, GA 30326
Edgar EIN
832064784
Edgar Recent Filings
13F-HR2026-05-11 · 0001398344-26-008901
13F-HR2026-01-23 · 0001398344-26-001120
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (23)

23
NEU, SCOTT, MATTHEW
IAR · Executive Officer · 2.5%
4262666
COX, ANTHONY, JOHN
IAR · Executive Officer · 2.5%
5704030
IMERAJ, ANDREA, WHITNEY
Executive Officer · 2.5%
5373732
YAMAATO, BRENT, MASATAKA
Executive Officer · 2.5%
7025135
JENIAH ZASHA EILEAN JEFFERS
IAR
7820714
Ryan C Sheffield
IAR
7349330
JOHN RUSSELL ALLEN
IAR
5454936
ANNA REID ESODA
IAR
7710976
Jason Westmoreland Howard
IAR
7729996
Alyzain M Lakdawala
IAR
6961215
Philip Cotch Tarrer
IAR
8161529
Jeffrey Dean Crow
IAR
8182749
WILLIAM TAYLOR GRAY TUGGLE
IAR
5375036
DEBORAH ALLISON WAGNER
IAR
6004502
EDWARD MARSH DOUTHAT
IAR
5457659
RYAN FRANCIS KITTRELL
IAR
5758682
Timothy J Byerly
IAR
6744090
CHARLES EVAN DAUGHERTY
IAR
7079573
Taylor Osasere Brown
IAR
6666175
David Karl Pence
IAR
7166168
John Benson Darby
IAR
7561522
MICHAEL HUNTER BROOKS
IAR
5977627
CHRISTINE CYPHERS PHELPS
IAR
5816309