SourcingSourcing

DIMENSIONS WEALTH MANAGEMENT, LLC

C47
CRD 298928·SEC 801-123725·ROSEVILLE, CA
AUM
$152.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$456K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DIMENSIONS WEALTH MANAGEMENT, LLC
CRD
298928
SEC file #
801-123725
EIN
271245158
DBA names
—

Economics

AUM
$152.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$104.7M → $152.1M▲ +45%
Client mix
Individuals High Net Worth71
Individuals Other51

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
ROSEVILLE CA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
dimensionswm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAROLAN, CHRISTOPHER, BRIAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CAROLAN, CHRISTOPHER, BRIAN
GRANT, KALI, ALYSE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DIMENSIONSWM.COM
Rdap Domain Creation Date
2018-08-23T17:31:42Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002068447
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-05-15
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
5
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002068447-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2799
Soi Zip Pct 200k Plus
0.0743
Soi Zip Returns 200k Plus
1,530
Soi Zip Total AGI
1,737,941
Fdic Zip Total Deposits
35,138,926,000
Fdic Zip Branch Count
453
Fdic Zip Top Banks
Rabobank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
550 S. WATTERS ROADSUITE 242ALLEN, TX 75013
Business
550 S. WATTERS ROAD, SUITE 242SUITE 242ALLEN, TX 75013-3770
Edgar EIN
271245158
Edgar Recent Filings
13F-HR2026-05-15 · 0002068447-26-000004
13F-HR2026-02-03 · 0002068447-26-000002
Fdic Zip Branches Raw
U.S. Bank of CaliforniaRoseville, CA
U.S. Bank of CaliforniaRoseville, CA
Fdic Zip HHI
1650.21
Fdic Zip Top Bank Share Pct
34.07
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-23T17:31:42Z
Rdap Domain Last Changed
2024-08-24T18:15:52Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,281
Returns4,600
Stub 2
AGI163,949
Returns4,400
Stub 3
AGI209,612
Returns3,390
Soi Zip Total Business Income
56,049
Soi Zip Total Cap Gains
49,464
Soi Zip Total Dividends
15,066
Soi Zip Total Returns
20,580
Top Owner CRD
4402629
Trust Company Affiliate
No

People (2)

2
CAROLAN, CHRISTOPHER, BRIAN
IAR · Direct Owner · 87.5%
4402629
GRANT, KALI, ALYSE
IAR · Executive Officer · 2.5%
4801059