SourcingSourcing

NORTHERN PACIFIC GROUP, L.P.

B54
CRD 299012·SEC 801-117045·MINNEAPOLIS, MN
AUM
$58.6M
$25M-$100M
Est. Revenue
$586K
@ 1% on AUM
Est. EBITDA
$176K
@ 30% margin
Est. Deal Value
$1.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHERN PACIFIC GROUP, L.P.
CRD
299012
SEC file #
801-117045
EIN
—
DBA names
—

Economics

AUM
$58.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$158.9M → $58.6M▼ -63%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
7 advisors → 3 advisors▼ -57%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
northernpacificgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FALCON CAPITAL, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FALCON CAPITAL, LLC
OFFENHAUSER, PETER, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORTHERNPACIFICGROUP.COM
Rdap Domain Creation Date
2012-08-20T16:50:13Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4958
Soi Zip Pct 200k Plus
0.2786
Soi Zip Returns 200k Plus
2,950
Soi Zip Total AGI
2,089,931
Fdic Zip Total Deposits
5,960,375,000
Fdic Zip Branch Count
84
Fdic Zip Top Banks
TCF National Bank
North American Banking Company

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Americana BankEdina, MN
Americana BankEdina, MN
Fdic Zip HHI
1140.99
Fdic Zip Top Bank Share Pct
16.52
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-20T16:50:13Z
Rdap Domain Last Changed
2024-08-21T18:47:06Z
Rdap Nameservers
Ns1.bdmweb.comNs2.bdmweb.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,701
Returns1,880
Stub 2
AGI48,831
Returns1,300
Stub 3
AGI73,892
Returns1,190
Soi Zip Total Business Income
60,057
Soi Zip Total Cap Gains
130,973
Soi Zip Total Dividends
71,557
Soi Zip Total Returns
10,590
Trust Company Affiliate
No

People (2)

2
OFFENHAUSER, PETER, RICHARD
Direct Owner · 37.5%
4037039
Marcy Anne Haymaker
Direct Owner · 17.5%
7036948