SourcingSourcing

CAVU WEALTH MANAGEMENT INC.

C34
CRD 299089·SEC 801-129732·LAKESIDE, CA
AUM
$208.8M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$626K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAVU WEALTH MANAGEMENT INC.
CRD
299089
SEC file #
801-129732
EIN
—
DBA names
Cavu Wealth Management

Economics

AUM
$208.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$175.0M → $208.8M▲ +19%
Client mix
Individuals Other289
Individuals High Net Worth58
Pension Profit Sharing Plans16
Corporations15

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
LAKESIDE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
cavuwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOMES, DANIEL, OWEN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GOMES, DANIEL, OWEN
JONES, PHILLIP, AL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAVUWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2018-08-17T19:58:38Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
46,883
Form 5500 Compensation Trajectory 3y
202546,883
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
46,883
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2767
Soi Zip Pct 200k Plus
0.0668
Soi Zip Returns 200k Plus
1,390
Soi Zip Total AGI
1,716,911
Fdic Zip Total Deposits
3,561,538,000
Fdic Zip Branch Count
73
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Washington Mutual Bank, FA

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaLakeside, CA
Great Western Bank, A FSBLakeside, CA
Fdic Zip HHI
2134.09
Fdic Zip Top Bank Share Pct
39.16
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-17T19:58:38Z
Rdap Domain Last Changed
2023-08-18T17:33:51Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,492
Returns4,640
Stub 2
AGI179,270
Returns4,800
Stub 3
AGI206,408
Returns3,340
Soi Zip Total Business Income
34,129
Soi Zip Total Cap Gains
49,679
Soi Zip Total Dividends
12,088
Soi Zip Total Returns
20,820
Top Owner CRD
6150133
Trust Company Affiliate
No

People (8)

8
JONES, PHILLIP, AL
IAR · Direct Owner · 37.5%
4788541
WYNNS, MICHAEL, SHAWN
IAR · Direct Owner · 37.5%
3072203
DANIEL OWEN GOMES
Direct Owner · 37.5%
6150133
CHARLES BENJAMIN DENHERDER
IAR
5506488
CHERYL LYNN SEIFERT
IAR
2154701
JELVEH PEDRAZA
IAR
5570561
Cory William DenHerder
IAR
6783964
Scott Christopher Clements
IAR
5455970