SourcingSourcing

THURSTON SPRINGER ADVISORS, LLC

C34
CRD 299201·SEC 801-114256·INDIANAPOLIS, IN
AUM
$3.68B
$1B+
Est. Revenue
$36.8M
@ 1% on AUM
Est. EBITDA
$11.0M
@ 30% margin
Est. Deal Value
$88.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THURSTON SPRINGER ADVISORS, LLC
CRD
299201
SEC file #
801-114256
EIN
—
DBA names
Thurston Springer Advisors

Economics

AUM
$3.68B
AUM band
$1B+
AUM trajectory
'20'26
$656.9M → $3.68B▲ +460%
Client mix
Individuals Other3,395
Individuals High Net Worth2,205
Other886
Pension Profit Sharing Plans134
Corporations99

Operations

Employees (total)
93
Advisory staff (per ADV)
86
Advisory staff (5-yr trend)
'20'26
54 advisors → 86 advisors▲ +59%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
11/18/2025
ADV-W filed at
—
Website
cohen-cap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINANCIAL SERVICES HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
FINANCIAL SERVICES HOLDINGS, LLC
Mueller, Christopher, Brian
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COHEN-CAP.COM
Rdap Domain Creation Date
2016-04-16T00:14:59Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
131,135
Form 5500 Compensation Trajectory 3y
2025131,135
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
131,135
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Wells Fargo3
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-16T00:14:59Z
Rdap Domain Last Changed
2025-04-16T14:49:27Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (54)

54
TITAK, JAMES, JOHN
IAR · Executive Officer · 2.5%
1008441
PARKER, RICHARD, WILSON
IAR · Executive Officer · 2.5%
5497397
Christopher Brian Mueller
Executive Officer · 2.5%
2098597
Reynolds, Matthew, Mark
Executive Officer · 2.5%
4077413
Taylor, Christian, Gabriel
Executive Officer · 2.5%
5462381
JOHN GABRIEL PELUSO
Executive Officer · 2.5%
1902776
JEFFREY V TRIWEDI
IAR
4614029
R. ALAN CHASE
IAR
5288069
GABRIELE PEGGY ALLEN
IAR
1837806
Benton Ford Givens
IAR
7975156
TERRY RICHARD DANISH
IAR
861853
Sara Ann Murans
IAR
6882344
John Matthew Kerr
IAR
3104641
MYLES GRANT HARTWIG
IAR
2244931
JOSHUA KULBACK SIMON
IAR
2923912
WILLIAM BADDERS
IAR
7331766
Sean W Coffey
IAR
6955837
PAUL EDWARD BALDASSARI
IAR
3155338
BRADFORD COOPER HAGERMAN
IAR
233319
PHILIP E LAVELLE
IAR
2778584
ROBERT JAMES CAPLINGER
IAR
1437425
BRUCE MALCOLM AVERBACK
IAR
705997
Christopher Renfrow Esser
IAR
5742446
WILLIAM JEREMIAH SMITH
IAR
8016959
Austin Robert Murphy
IAR
6538458
PAUL WILLIAM MURANS
IAR
3266607
MARK WILLIAM DAMER
IAR
1787015
TODD ALAN SPILLE
IAR
1836310
JAMES FYFE WALKER
IAR
3151433
JAMES SHERWOOD GIBBONS
IAR
3103359
Daniel J Cohen
IAR
2224298
MICHAEL FREDERICK ELIAS
IAR
1657070
ANTONIO JOSE PACHECO
IAR
4499032
TAMI DIANE BEARDEN
IAR
4804140
ERIC WAYNE DAVIS
IAR
4184029
ADAM WADE CHRISTENSEN
IAR
6341734
Jenna Lynn Spurrier
IAR
4284511
Natasha Marie Sparks
IAR
5910919
CRAIG CONSER
IAR
3142534
MARK STEPHENSON SARRETT
IAR
5982421
Thomas Wayne Perkins
IAR
6757171
DAMON CONOR PAGE MORAN
IAR
3245855
MEGGAN ELAINE JETER
IAR
4942122
MATTHEW M. ROBERSON
IAR
4974135
PATRICIA MARIE BURRUS
IAR
2066664
WANDA JO ROSS
IAR
3112244
Andrew Erkki Lampela
IAR
7807788
MARK VINCENT IMPROTA
IAR
4802250
BRIAN WESLEY SULLIVAN
IAR
4835369
Jorey Chris Dimopoulos
IAR
6889925
Christopher Curtis Lavelle
IAR
6666630
TERRY RICHARD HOLCOMB
IAR
1618936
Dane Patrick Trainor
IAR
7928638
FRANK ANDREW INGWERSEN
IAR
1073788