SourcingSourcing

VESTED FINANCE INC.

C25
CRD 299272·SEC 801-114441·DURHAM, NC
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VESTED FINANCE INC.
CRD
299272
SEC file #
801-114441
EIN
473744053
DBA names
Vested Finance

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
60
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
1 advisors → 8 advisors▲ +700%
Primary office
DURHAM NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
vestedfinance.co

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VESTED HOLDING CORP.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
VESTED HOLDING CORP.
BRODY, SCOTT, NATHAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001666425
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2016-02-10
Edgar Last Filing Date
2016-04-08
Edgar Form D Count
2
Edgar Form D Offerings
2016-04-082016-04-08 · 0001666425-16-000002
2016-02-102016-02-10 · 0001666425-16-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3027
Soi Zip Pct 200k Plus
0.1347
Soi Zip Returns 200k Plus
2,860
Soi Zip Total AGI
2,496,151
Fdic Zip Total Deposits
17,118,921,000
Fdic Zip Branch Count
321
Fdic Zip Top Banks
Wells Fargo Bank, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
111 CONGRESS AVENUE, SUITE 2750AUSTIN, TX 78701
Business
111 CONGRESS AVENUE, SUITE 2750AUSTIN, TX 78701
Edgar EIN
473744053
Edgar Recent Filings
D/A2016-04-08 · 0001666425-16-000002
D2016-02-10 · 0001666425-16-000001
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyDurham, NC
First-Citizens Bank & Trust CompanyDurham, NC
Fdic Zip HHI
1493.4
Fdic Zip Top Bank Share Pct
28.17
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
Yes
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI63,219
Returns5,250
Stub 2
AGI177,029
Returns4,790
Stub 3
AGI182,087
Returns2,950
Soi Zip Total Business Income
92,629
Soi Zip Total Cap Gains
245,368
Soi Zip Total Dividends
91,663
Soi Zip Total Returns
21,240
Trust Company Affiliate
No

People (3)

3
BRODY, SCOTT, NATHAN
IAR · Executive Officer · 2.5%
2890610
SHAH, VIRAM
Executive Officer · 2.5%
7031331
SOOD, SANJAY, KUMAR
Executive Officer · 2.5%
7645790