SourcingSourcing

ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

C27
CRD 299542·SEC 801-114397·NEW YORK, NY
AUM
$3.73B
$1B+
Est. Revenue
$37.3M
@ 1% on AUM
Est. EBITDA
$11.2M
@ 30% margin
Est. Deal Value
$89.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC
CRD
299542
SEC file #
801-114397
EIN
000000000
DBA names
—

Economics

AUM
$3.73B
AUM band
$1B+
AUM trajectory
'20'26
$857.3M → $3.73B▲ +335%
Client mix
Pooled Investment Vehicles1
Other1

Operations

Employees (total)
32
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
66 advisors → 23 advisors▼ -65%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANNALY CAPITAL FUND ADVISORS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ANNALY CAPITAL FUND ADVISORS LLC
FANIA, MICHAEL, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001872939
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2021-07-15
Edgar Last Filing Date
2021-07-15
Edgar Form D Count
1
Edgar Form D Offerings
2021-07-152021-07-15 · 0001872939-21-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street14
E*trade4
Edgar Addresses
Mailing
1211 AVENUE OF THE AMERICASNEW YORK, NY 10036
Business
1211 AVENUE OF THE AMERICASNEW YORK, NY 10036
Edgar EIN
000000000
Edgar Recent Filings
D2021-07-15 · 0001872939-21-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
FANIA, MICHAEL, PAUL
Executive Officer · 2.5%
8237367
GRECO, CHRISTIAN, THOMAS
Executive Officer · 2.5%
6310530
WOLFE, SERENA, IRIS
Executive Officer · 2.5%
7209303
D'AMICO, SARAH, REID
Executive Officer · 2.5%
5836382