SourcingSourcing

EMMETT INVESTMENT MANAGEMENT, LP

B63
CRD 299543·SEC 801-133915·NEW YORK, NY
AUM
$181.6M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$545K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMMETT INVESTMENT MANAGEMENT, LP
CRD
299543
SEC file #
801-133915
EIN
000000000
DBA names
—

Economics

AUM
$181.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$188.3M → $181.6M▼ -4%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
emmettpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROHR, ALEXANDER, M
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ROHR, ALEXANDER, M
EMMETT INVESTMENTS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EMMETTPARTNERS.COM
Rdap Domain Creation Date
2018-01-29T01:24:56Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001757594
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2018-10-31
Edgar Last Filing Date
2025-10-31
Edgar Form D Count
7
Edgar Form D Offerings
2025-10-312025-10-31 · 0001013594-25-001298
2024-10-312024-10-31 · 0001013594-24-000870

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Morgan Stanley3
U.s. Bank1
Edgar Addresses
Mailing
41 MADISON AVENUENEW YORK, NY 10010
Business
41 MADISON AVENUENEW YORK, NY 10010
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-10-31 · 0001013594-25-001298
D/A2024-10-31 · 0001013594-24-000870
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-29T01:24:56Z
Rdap Domain Last Changed
2026-01-31T04:45:01Z
Rdap Nameservers
Dns1.p07.nsone.netDns2.p07.nsone.netDns3.p07.nsone.netDns4.p07.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5980891
Trust Company Affiliate
Yes

People (1)

1
ROHR, ALEXANDER, M
Direct Owner · 87.5%
5980891