RESURGENT FINANCIAL ADVISORS LLC

C28
CRD 299575·SEC 801-117725·ATLANTA, GA
AUM
$354.7M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RESURGENT FINANCIAL ADVISORS LLC
CRD
299575
SEC file #
801-117725
EIN
811957455
DBA names
Resurgent Advisors

Economics

AUM
$354.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.7M → $354.7M▲ +239%
Client mix
Individuals Other297
Individuals High Net Worth82
Charitable Organizations2

Operations

Employees (total)
20
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
4 advisors → 10 advisors▲ +150%
Primary office
ATLANTA GA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
4
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
INVERGARRY HOLDINGS LP
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
INVERGARRY HOLDINGS LP
CAFFEY, KIP, REED
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:resurgent.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001912339
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2022-05-16
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001912339-26-000002
Edgar Form D Count
1
Edgar Form D Offerings
2022-08-302022-08-30 · 0001567619-22-016822

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
Raymond James4
E*trade4
Edgar Addresses
Mailing
6300 POWERS FERRY ROAD600-207ATLANTA, GA 30339
Business
6300 POWERS FERRY ROAD600-207ATLANTA, GA 30339
Edgar EIN
811957455
Edgar Recent Filings
13F-HR2026-05-13 · 0001912339-26-000002
13F-HR2026-02-12 · 0001912339-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No