SourcingSourcing

PECAUT & CO.

C21
CRD 2997·SEC 801-49498·SIOUX CITY, IA
AUM
$381.8M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PECAUT & CO.
CRD
2997
SEC file #
801-49498
EIN
421083757
DBA names
Pecaut Wealth Management

Economics

AUM
$381.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$226.0M → $381.8M▲ +69%
Client mix
Individuals Other144
Individuals High Net Worth75
Charitable Organizations10
Corporations2

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
SIOUX CITY IA
Branches
Count5

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
11/19/2025
ADV-W filed at
—
Website
investsiouxland.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GALLAGHER, MICHAEL, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GALLAGHER, MICHAEL, WILLIAM
PECAUT, JOHN, CHRISTIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTSIOUXLAND.COM
Rdap Domain Creation Date
2018-06-07T19:03:25Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001597200
Edgar Registered
Yes
Edgar Filing Count
56
Edgar First Filing Date
2014-01-16
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
54
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001398344-26-008869

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.102
Soi Zip Pct 200k Plus
0
Soi Zip Returns 200k Plus
0
Soi Zip Total AGI
24,668
Fdic Zip Total Deposits
23,573,203,000
Fdic Zip Branch Count
249
Fdic Zip Top Banks
Wells Fargo Bank, National Association
The Security National Bank of Sioux City, Iowa

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
Charles Schwab2
Full
Charles Schwab8
E*trade4
Edgar Addresses
Mailing
401 DOUGLAS ST.STE 415SIOUX CITY, IA 51101
Business
401 DOUGLAS ST.STE 415SIOUX CITY, IA 51101
Edgar EIN
421083757
Edgar Recent Filings
13F-HR2026-05-11 · 0001398344-26-008869
13F-HR2026-02-10 · 0001398344-26-002609
Fdic Zip Branches Raw
Pioneer BankSioux City, IA
Heritage Bank, National AssociationSioux City, IA
Fdic Zip HHI
1260.53
Fdic Zip Top Bank Share Pct
25.59
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-07T19:03:25Z
Rdap Domain Last Changed
2024-08-01T19:30:59Z
Rdap Nameservers
Ns81.worldnic.comNs82.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI2,575
Returns220
Stub 2
AGI4,224
Returns110
Stub 3
AGI4,035
Returns70
Soi Zip Total Business Income
223
Soi Zip Total Cap Gains
318
Soi Zip Total Dividends
382
Soi Zip Total Returns
490
Top Owner CRD
5214525
Trust Company Affiliate
No

People (3)

3
PECAUT, JOHN, CHRISTIAN
IAR · Direct Owner · 62.5%
6710546
GALLAGHER, MICHAEL, WILLIAM
IAR · Direct Owner · 62.5%
5214525
DANIEL SCOTT PECAUT
IAR
870480