SourcingSourcing

HAUSER RETIREMENT SOLUTIONS 2 LLC

C28
CRD 299959·SEC 801-117147·CINCINNATI, OH
AUM
$1.21B
$1B+
Est. Revenue
$12.1M
@ 1% on AUM
Est. EBITDA
$3.6M
@ 30% margin
Est. Deal Value
$29.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HAUSER RETIREMENT SOLUTIONS 2 LLC
CRD
299959
SEC file #
801-117147
EIN
—
DBA names
—

Economics

AUM
$1.21B
AUM band
$1B+
AUM trajectory
'20'26
$166.0M → $1.21B▲ +632%
Client mix
Pension Profit Sharing Plans76

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/21/2026
ADV-W filed at
—
Website
thehausergroup.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAUSER, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
HAUSER, INC.
HAUSER, MARK, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEHAUSERGROUP.COM
Rdap Domain Creation Date
2008-06-20T10:10:00Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
25
Form 5500 Total Compensation
714,351
Form 5500 Compensation Trajectory 3y
2025708,727
20265,624
Form 5500 Plan Count Trajectory 3y
202524
20261
Schedule C Total Compensation
714,351
Schedule C Service Provider Rows
25

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-20T10:10:00Z
Rdap Domain Last Changed
2024-06-21T15:54:36Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (6)

6
SINGER, JESSICA, ELIZABETH
IAR · Executive Officer · 2.5%
2779952
HAUSER, MARK, JOHN
Executive Officer · 2.5%
1108603
ANDREW S WARNING
Executive Officer · 2.5%
3211861
TAJI JACOB
IAR
5011397
MARTHA SHANKS ALLMAN
IAR
1771331
Jacob Thomas Beckman
IAR
6937014