SourcingSourcing

INDEPENDENCE SQUARE HOLDINGS, LLC

C31
CRD 300139·SEC 801-116750·KING OF PRUSSIA, PA
AUM
$1.83B
$1B+
Est. Revenue
$18.3M
@ 1% on AUM
Est. EBITDA
$5.5M
@ 30% margin
Est. Deal Value
$44.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD
300139
SEC file #
801-116750
EIN
—
DBA names
—

Economics

AUM
$1.83B
AUM band
$1B+
AUM trajectory
'21'26
$543.7M → $1.83B▲ +237%
Client mix
Individuals Other1,541
Individuals High Net Worth1,080
Pension Profit Sharing Plans13
Charitable Organizations7
Corporations7

Operations

Employees (total)
37
Advisory staff (per ADV)
37
Advisory staff (5-yr trend)
'20'26
38 advisors → 37 advisors▼ -3%
Primary office
KING OF PRUSSIA PA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
linkedin.com/company/independence-square-ria(social)

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELLIOTT, JOSEPH, BLACK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ELLIOTT, JOSEPH, BLACK
Burns, Kaleb, Matthew
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:independencesquare.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
26
Bc Firm Active IA Count
40
Bc Firm IAR Count
40
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2498039
Trust Company Affiliate
No

People (40)

40
ELLIOTT, JOSEPH, BLACK
IAR · Direct Owner · 87.5%
2498039
Mineur, Zachary, Scott
IAR · Executive Officer · 2.5%
5644639
Burns, Kaleb, Matthew
IAR · Executive Officer · 2.5%
5791663
MATTHEW RYAN REESE
IAR
5561936
STEVEN TED EPSTEIN
IAR
2396199
Michael S Nickerson
IAR
7780018
STEPHEN MATTHEW SCHLICHTER
IAR
1296548
JOHN J GRIMLEY
IAR
2929023
MARK G COMYNS
IAR
1057288
BLAISE JAMES MILANEK
IAR
2552353
SHANE PATRICK SMITH
IAR
4732333
Adam Jason Scherzer
IAR
8013768
BENJAMIN MORRIS AUSLANDER
IAR
2526356
Brenton Friden Stransky
IAR
4891199
DANIEL B GEEHAN
IAR
4043359
MICHAEL BRIAN BURCHELL
IAR
1703648
CHRISTINE DIANE MCEWAN
IAR
2698006
MICHAEL ANDREW SLATTERY
IAR
2461170
ERIC JUSTIN LONG
IAR
4809903
BRIAN D PLATT
IAR
2032566
ANDREW W OMALLEY
IAR
2376118
MONICA ANNE PEDANO
IAR
2417477
DANIEL MARTIN AGOGLIA
IAR
2840166
JESSE LEVY
IAR
2927995
ERIK CLIFFORD LINDHOLM
IAR
2624238
THOMAS JOSEPH MCHUGH
IAR
2318008
MEG RYAN
IAR
5083035
BLAISE WILLING MILANEK
IAR
6528139
TIMOTHY JOSEPH DORAZIO
IAR
6600237
JORDAN CHRISTIAN NORLEY
IAR
4721277
CHRISTOPHER GEORGE GROEBER
IAR
4670925
DANIEL J MORSE
IAR
5365271
EUGENE JOSEPH MULVANEY
IAR
2028798
DALE BRIAN FOARD
IAR
1884326
JOHN ROBERT DELP
IAR
2774316
DOUGLAS JOHN SWEENEY
IAR
2724944
NORMAN STANLEY BATANSKY
IAR
834388
CHRISTOPHER BARTLEY LUNDMARK
IAR
3022544
Mark Ailer McMahon
IAR
2498404
RICHARD JOSEPH CATANESE
IAR
4206931