SourcingSourcing

HOHIMER WEALTH MANAGEMENT, LLC

C29
CRD 300140·SEC 801-114746·SEATTLE, WA
AUM
$1.26B
$1B+
Est. Revenue
$12.6M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOHIMER WEALTH MANAGEMENT, LLC
CRD
300140
SEC file #
801-114746
EIN
832676110
DBA names
—

Economics

AUM
$1.26B
AUM band
$1B+
AUM trajectory
'20'26
$557.0M → $1.26B▲ +125%
Client mix
Individuals Other356
Individuals High Net Worth179
Corporations32
Charitable Organizations10
Pooled Investment Vehicles2

Operations

Employees (total)
12
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
5 advisors → 10 advisors▲ +100%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/hohimer-wealth-manageme(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOHIMER, DAVID, HENRY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOHIMER, DAVID, HENRY
ST LOUIS, DODD R
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hohimer.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
136,038
Form 5500 Compensation Trajectory 3y
2025114,111
202621,927
Form 5500 Plan Count Trajectory 3y
20257
20261
Schedule C Total Compensation
136,038
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Cik
0001802533
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2020-02-14
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001802533-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab24
Wells Fargo4
E*trade4
Tradepmr1
Edgar Addresses
Mailing
ONE UNION SQUARE600 UNIVERSITY STREET, SUITE 2401SEATTLE, WA 98101
Business
ONE UNION SQUARE600 UNIVERSITY STREET, SUITE 2401SEATTLE, WA 98101
Edgar EIN
832676110
Edgar Recent Filings
13F-HR2026-05-01 · 0001802533-26-000003
13F-HR2026-02-12 · 0001802533-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2146704
Trust Company Affiliate
No

People (12)

12
HOHIMER, DAVID, HENRY
IAR · Direct Owner · 87.5%
2146704
Theresa Ann Kenyon
IAR
7397957
ALEX WALTER PETERS
IAR
2009148
Bryan Eric Abdelnoor
IAR
4939232
LARRY LARS KNUDSEN
IAR
1232004
DAVID JOHN SIMPSON
IAR
6854825
JACK HENRY HOHIMER
IAR
6703553
PATRICK THOMAS CONKLIN
IAR
6200472
Curtis Nilsen
IAR
7567735
KYLE CHRISTIAN BALCOS
IAR
6336283
JENNIFER R WEAVER
IAR
2851714
PHILIP DUANE TOM
IAR
1110768