SourcingSourcing

ROSECLIFF VENTURE MANAGEMENT, LLC

C49
CRD 300188·SEC 801-118994·NEW YORK, NY
AUM
$649.8M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROSECLIFF VENTURE MANAGEMENT, LLC
CRD
300188
SEC file #
801-118994
EIN
000000000
DBA names
—

Economics

AUM
$649.8M
AUM band
$500M-$1B
AUM trajectory
'21'26
$813.0M → $649.8M▼ -20%
Client mix
Pooled Investment Vehicles10

Operations

Employees (total)
10
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'21'26
8 advisors → 7 advisors▼ -12%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/rosecliff-ventures/about(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MURPHY, MICHAEL, PATRICK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MURPHY, MICHAEL, PATRICK
CASO, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001916219
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2022-03-09
Edgar Last Filing Date
2023-03-10
Edgar Form D Count
2
Edgar Form D Offerings
2023-03-102023-03-10 · 0001012975-23-000135
2022-03-092022-03-09 · 0001916219-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan14
E*trade4
Edgar Addresses
Mailing
767 5TH AVENUE, 34TH FLOORNEW YORK, NY 10153
Business
767 5TH AVENUE, 34TH FLOORNEW YORK, NY 10153
Edgar EIN
000000000
Edgar Recent Filings
D/A2023-03-10 · 0001012975-23-000135
D2022-03-09 · 0001916219-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2596905
Trust Company Affiliate
No

People (3)

3
MICHAEL PATRICK MURPHY
Direct Owner · 62.5%
2596905
MICHAEL CASO
Direct Owner · 37.5%
5952201
Barbati, Joseph, M
Executive Officer · 2.5%
8116340