SourcingSourcing

HUDSON OAK WEALTH ADVISORY LLC

B54
CRD 300218·SEC 801-132434·HOBOKEN, NJ
AUM
$133.9M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$402K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HUDSON OAK WEALTH ADVISORY LLC
CRD
300218
SEC file #
801-132434
EIN
832796774
DBA names
—

Economics

AUM
$133.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$110.3M → $133.9M▲ +21%
Client mix
Individuals High Net Worth29
Individuals Other27

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
HOBOKEN NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/hudson-oak-wealth-advisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHEAHEN, BRIAN, FRANCIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SHEAHEN, BRIAN, FRANCIS
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002088700
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-23
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0002088700-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab9
E*trade4
Edgar Addresses
Mailing
221 RIVER STREET9TH FLOORHOBOKEN, NJ 07030
Business
221 RIVER STREET9TH FLOORHOBOKEN, NJ 07030
Edgar EIN
832796774
Edgar Recent Filings
13F-HR2026-04-21 · 0002088700-26-000002
13F-HR2026-01-23 · 0002088700-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
6760327
Trust Company Affiliate
No

People (1)

1
SHEAHEN, BRIAN, FRANCIS
IAR · Direct Owner · 87.5%
6760327